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Dodd-Frank Wall Street Reform and Consumer Financial Protection Act: A Brief Legislative History with Links, Reports and Summaries

Public Law 111-203, July 21, 2010, 124 Stat. 1326 (H.R. 4173)
Part of LLSDC's Legislative Source Book

First, determine when a particular provision got into the bill (see text versions below) and how different it may be from that enacted or in other versions. Then look for related comments regarding it by performing word/phrase searches in the Congressional Record and in Bill Texts or Both for the 111th Congress. See also related reports, hearings and other documents.

Text of Bill Versions on Financial Regulatory Reform

(when and how certain provision got into bill)
07/21/2010 - H.R. 4173 as enrolled (w bookmarks) & enacted as P.L. 111-203 (848 p.) (Pres. Statement)
07/15/2010 - Senate closed debate and agreed to conf. report on H.R. 4173 (156 CR S5870-S5933)
06/30/2010 - House agreed to conference report on H.R. 4173 (156 CR H5223-H5261)
06/29/2010 - H.R. 4173 conference report filed (H. Rept. 111-517) - Joint Explanatory Statement
06/10/2010 - H.R. 4173 as a conference base text (1974 p.) before conferee deliberations
05/20/2010 - H.R. 4173 as passed the Senate (1616 p.) - "Restoring American Financial Stability Act"
04/30/2010 - 05/19/2010 - Text of Senate amendments to Amdt No. 3739 to S. 3217 from Cong. Rec.
04/29/2010 - S. 3217 as base amendment (1566 p.) for Senate Floor action (Amendment No. 3739)
04/22/2010 - 05/20/2010 - Senate floor consideration of S. 3217 (All Actions - Congress.gov)
04/15/2010 - S. 3217 as introduced/reported (1410 p.) by Sen. Dodd (S. Rept. 111-176)
03/15/2010 - Dodd committee print (1336 p.) - "Restoring Financial Stability Act" - Mang. Amdt
12/11/2009 - H.R. 4173 as passed by the House (1705 p.) (referred to Senate; see Actions & Links)
12/10/2009 - H.R. 4173 Rules Cmte Amdts (Text & Summaries) + Cmte Amdt to add HR 1728
12/02/2009 - H.R. 4173 as introduced (1279 p.) by Rep. Frank - Wall Street Reform & Cons. Prot. Act
11/10/2009 - Dodd discussion draft (1136 p.) - "Restoring Financial Stability Act of 2009"
11/03/2009 - H.R. 3996 (380 p.) by Rep. Frank - Financial Stability Improvement Act (Titles I, III, VI, VIII)
10/27/2009 - Frank-Treasury discussion draft (253 p.) - Financial Stability Improvement Act
07/23/2009 - H.R. 3310 (101 p.) intrd by Rep. Bachus, Consumer Protection & Reg. Enhancement Act
07/22/2009 - Administration's combined draft (674 p.) legislation for Financial Regulatory Reform
06/17/2009 - Release, Fact Sheets & White Paper to Obama Fin Reg Reform (Pres. Remarks; Summary)

Text of Proposed Legislation of Titles now in the Dodd-Frank Act

12/10/2009 - (Titles I-XVI) - Rules Cmte Amdt (add H.R. 1728) / Amdt Summaries/Text on H.R. 4173
12/02/2009 - (Titles I-IIl, V) - Fin. Serv. Committee Markup on H.R. 2609, H.R. 3996
11/03/2009 - H.R. 3996 introduced by Rep. Frank, Financial Stability Improvement Act
10/27/2009 - (Title IV) - 11/04/2009 Markup and approval by House Fin. Svcs Cmte on H.R. 3818
10/15/2009 - H.R. 3818 intrd by Rep. Kanjorski, Private Fund Investment Advisers Registration Act
05/21/2009 - (Title V) - H.R. 2609 intrd by Rep. Kanjorski - Insurance Office Information Act of 2009
09/09/2009 - (Title V) - H.R. 2571 passed House, Nonadmitted & Reinsurance Reform Act
05/21/2099 - H.R. 2571 intrd by Rep. Moore, Nonadmitted and Reinsurance Reform Act of 2009
06/25/2009 - S. 1363 intrd by Sen. Martinez, Nonadmiteed & Reinsurance Reform Act of 2009
06/26/2007 - H.R. 1065 passed House, Nonadmitted & Reinsurance Reform Act of 2007
03/27/2007 - S. 929 intrd by Sen. Martinez, Nonadmitted & Reinsurance Reform Act of 2007
02/15/2007 - H.R. 1065 intrd by Rep. Moore, Nonadmitted & Reinsurance Reform Act of 2007
09/27/2006 - H.R. 5637 passed House, Nonadmitted & Reinsurance Reform Act of 2006
09/12/2006 - H.R. 5637 reported (H. Rept. 109-649)
06/19/2006 - H.R. 5637 intrd by Rep. Brown-Waite, Nonadnmitted & Reinsurance Reform Act of 2006
10/13/2009 - (Title VII) H.R. 3795 intrd by Rep. Frank - Over-the-Counter Derivatives Market Act
12/19/2009 - (Title VII) - H.R. 977 - reported from Agric. Cmte (H. Rept. 111-385)
02/11/2009 - H.R. 977 intrd by Rep. Peterson, Derivatives Markets Transparency Accountability Act
09/19/2008 - H.R. 6604 passed House, Commodity Markets Transparency Accountability Act of 2008
07/24/2008 - H.R. 6604 intrd by Rep. Peterson, Commodity Markets Transparency Accountability Act
10/15/2009 - (Title IX-A) - H.R. 3817 intrd by Rep. Kanjorski, Investor Protection Act of 2009
12/02/2009 - (Title IX-B) - H.R. 2873 passed House (Sec. 929E of D-F Act)
06/15/2009 - H.R. 2873 intrd by Rep. Campbell, Enhanced SEC Enforcement Authority Act
09/11/2008 - H.R. 6513 passed House, Securites Act of 2008
07/16/2008 - H.R. 6513 intrd by Rep. Kanjorski, Securites Act of 2008
12/16/2009 - (Title IX-C) - H.R. 3890 reported (H. Rept. 111-685)
10/21/2009 - H.R. 3890 intrd by Rep. Kanjorski on Regulation of Credit Rating Agencies
07/31/2009 - (Title IX-E) - H.R. 3269 passed House (v. 155 C.R. H9213-H9241)
07/30/2009 - H.R. 3269 reported as amended (H. Rept 111-236) from House Fin. Services Cmte
07/21/2009 - H.R. 3269 intrd by Rep. Frank, Corporate & Fin. Institution Compensation Fairness Act
12/09/2009 - (Title X) - H.R. 3126 reported by Energy & Comrce Cmte (H.R. Rept 111-367)
07/08/2009 - hearings on H.R. 3126 by Subcommittee on Commerce, Trade and Consumer Prot.
07/08/2009 - H.R. 3126 intrd by Rep. Frank - "Consumer Financial Protection Agency Act" (Title X)
01/20/2010 - (Title XI) - S. 2939 intrd by Sen. DeMint, to audit the Federal Reserve System
09/29/2009 - Hearing on H.R. 1207, Federal Reserve Transparency Act
02/26/2009 - H.R. 1207 intrd by Rep. Paul, Federal Reserve Transparency Act of 2009
03/16/2009 - S. 604 intrd by Sen. Sanders, Federal Reserve Sunshine Act of 2009
04/02/2009 - (Title XII) - S. 786 intrd by Sen. Akaka, Improving Access to Mainstream Fin. Inst's Act
01/20/2010 - (Title XIII) - H.R. 4482 intrd by Rep. Lance, Pay It Back Act
09/17/2009 - S. 1683 intrd by Sen. Bennett, Pay It Back Act
05/07/2009 - (Title XIV) - H.R. 1728 - passed House, 155 Cong. Rec. H5313-H5350
05/06/2009 - H.R. 1728 - House began floor consideration - 155 Cong. Rec. H5174-H5185
05/05/2009 - H.R. 1728 reported accompanied by H. Rept. 111-94
04/23/2009 - H.R. 1728 hearing by the House Financial Services Committee
03/26/2009 - H.R. 1728 intrd by Rep. Miller, D-NC - Mortgage Reform & Anti-Predatory Lending Act
11/15/2007 - H.R. 3915 passed House - 153 Cong. Rec. H13978-H14037
11/09/2007 - H.R. 3915 reported accompanied by H. Rept. 110-441
10/22/2007 - H.R. 3915intrd by Rep. Miller, D-NC, Mortgage Reform & Anti-Predatory Lending Act

Administration's 2009 Financial Regulatory Reform Proposals & Related House Legislation

Division A - Improvements to Supervision of Financial Firms
Title I - Financial Services Oversight Council Act of 2009 (July 22 PR) - Oct. 27 draft - PR)
Title II - Bank Holding Company Modernization Act (consolidated supervision) (July 22 PR)
Title III - Federal Depository Institutions Sup. and Regulations Improvement Act of 2009 (July 23 PR)
Title IV - Private Fund Investment Advisers Registration Act of 2009 (July 15 PR) (H.R. 3818)
Title V - Office of National Insurance Act of 2009 (July 22 PR) (H.R. 2609)
Title VI - Bank Holding Co. and Depository Institution Regulatory Improvements Act (July 22 PR)
Division B - Additional Improvements to the Supervision of Financial Markets
Title VII - Improvements to the Reg. of Over-the-Counter Derivative Markets (H.R. 3795)
Subtitle A - Regulation of Swap Markets - page 1 (Aug. 11 PR)
Subtitle B - Regulation of Security Based-Swap Markets, p. 69 (Aug. 11 PR)
Title VIII - Payment, Clearing, and Settlement Supervision Act of 2009 (July 23 PR)
Title IX - Investor Protection Act of 2009
Subtitle A - Disclosure (July 10 PR) (H.R. 3318)
Subtitle B - Enforcement and Remedies (p. 6) (July 10 PR)
Subtitle C - Improvements to the Regulation of Credit Rating Agencies (July 21 PR) (H.R. 3890)
Subtitle D - Improvements in Executive Compensation (July 16 PR, 2d PR) (s.a. H.R. 3269)
Subtitle E - Improvements to the Asset-Backed Securitization Process (July 22 PR)
Division C - Improvements in Consumer Financial Protection
Title X - Consumer Financial Protection Agency Act of 2009 (June 30 PR) (H.R. 3126)
Title XI - Improvements to the Federal Trade Commission Act (June 30 PR) (H.R. 3126)
Division D - Improvements for Financial Crisis Management - Oct. 27 draft (PR)
Title XII - Resolution Authority for Large Interconnected Financial Companies Act (July 23 PR)
Title XIII - Amendments to Section 13(3) of the Federal Reserve Act (July 22 PR)

CRS Reports on the Dodd-Frank Act

(Titles I-XVI) Issues and Summary (R41350)
(Titles I-XVI) Rulemaking Requirements and Authorities (R41472)
(Titles I-XVI) Upcoming Rules Pursuant to (R41611)
(Title I) Financial Stability Oversight Council: A Framework to Mitigate Systemic Risk (R42083)
(Titles I & XI) Systemic Risk and the Federal Reserve (R41384)
Titles III & VI, Regulation of Depository Institutions and Depository Holding Companies (R41339)
(Title V) Insurance Provisions (R41372)
Title VII, Derivatives (R41398)
Title VIII: Supervision of Payment, Clearing, and Settlement Activities (R41529)
(Title IX) Executive Compensation (R41319)
Title IX, Investor Protection (R41503)
(Title IX) Standards of Conduct of Brokers, Dealers, & Investment Advisers (R41381)
(Title X) Consumer Financial Protection Bureau (R41338)
(Title X) Regulations to be Issued by the Consumer Financial Protection Bureau (R41380)
(Title X) Limitations on the Secretary of Treasury's Authority to Exercise Powers of the CFPB (R41839)

Selected Summaries and Commentaries of the Act on the Web

CRS Summary (semi-official)
Alston & Bird - Implications for Non-Financial Services Companies (11 p.)
Burns & Levinson - Summary of Corporate Governance Changes (long web page)
DavisPolk Summary (130 p.) and Regulatory Implementation Slides (28 p.)
Debevoise & Plimpton - Summary of Key Provisions (177 p.)
Fried Frank - Summary (long web page)
Gibson, Dunn & Crutcher - Summary (371 p.)
Independent Community Bankers of America - Summary (10 p.)
Kilpatrick Stockton - Scope of Coverage of the Consumer Financial Protection Bureau
Mortgage Bankers Association - Summary of Mortgage Related Provisions (16 p.)
Paul, Weiss / Harvard Law School - Summary (long web page)
Securites and Exchange Commission - Public Comments on SEC Initiatives to Act
Skadden Arps - Commentary and Insights (194 p.) - Other Commentaries
Vedder Price - Summary (long web page)
Wikipedia - Summary (long web page)

Dodd-Frank Act - Related Senate Hearings

02/04/2009 - Senate Banking Committee; testimony from Paul Volcker, others; 401 p.
- - - Modernizing the U.S. Financial Regulatory System
02/12/2009 - Senate Banking Committee; public witnesses (interchange fees, etc.); 237 p.
- - - Modernizing Consumer Protection in the Fin. Regulatory System: Strenghtening Credit Card ..
02/26/2009 - Senate Commerce Committee; testimony from the FTC & public witnesses; 88 p.
- - - Consumer Credit Protection and the Credit Crisis
02/26/2009 - Senate Banking Committee; HUD Secretary Donovan testifying; 62 p.
- - - An Examination of the Homeowner Affordability and Stability Plan
03/03/2009 - Senate Banking Committee; testimony from public witnesses; 80 p.
- - - Consumer Protections in Financial Services: Past Problems, Future Solutions
03/10/2009 - Senate Banking Committee; testimony from public witnesses; 347 p.
- - - Enhancing Investor Protection and Regulation of Securities Markets (Part I)
03/17/2009 - Senate Banking Committee; testimony from public witnesses; 160 p.
- - - Perspectives on Modernizing Insurance Regulation
03/18/2009 - Senate Banking subcommittee; testimony from GAO, FRB, OCC, OTS, SEC; 181 p.
- - - Lessons Learned in Risk Management Oversight at Federal Financial Regulators
03/19/2009 - Senate Banking subcommittee; testimony from FDIC, NCUA, others; 59 p.
- - - Current Issues in Deposit Insurance (like making $250,000 limit permanent)
03/19/2009 - Senate Banking Committee; testimony from OCC, FDIC, FRB, others; 330 p.
- - - Modernizing Bank Supervision and Regulation - Part I
03/24/2009 - Senate Banking Committee; testimony from public witnesses; 100 p.
- - - Modernizing Bank Supervision and Regulation - Part II
03/26/2009 - Senate Banking Committee; testimony from current/former SEC chairs, others; 287 p.
- - - Enhancing Investor Protection and the Regulation of Securities Markets - Part II
03/31/2009 - Senate Banking subcommittee; testimony from public witnesses; 64 p.
- - - Lessons Fom the New Deal
05/06/2009 - Senate Banking Committee; testimony from FDIC, Minneapolis Fed, others; 121 p.
- - - Regulation and Resolving Institutions Considered "Too Big To Fail"
05/07/2009 - Senate Banking subcommittee; testimony from GAO, SEC, others; 92 p.
- - - Strengthening the SEC's Vital Enforcement Responsibilities
06/04/2009 - Senate Agriculture Committee; testimony from the CFTC & public witnesses; 195 p.
- - - Regulatory Reform and the Derivatives Market
06/18/2009 - Senate Banking Committee; testimony from Treasury Secretary Geithner; 92 p.
- - - The Administrations Proposal to Modernize the Financial Regulatory System
06/22/2009 - Senate Banking subcommittee; testimony from the SEC, CFTC, FRB & others, 193 p.
- - - Over-the-Counter Derivatives: Modernizing Transparency to Increase Oversight/Reduce Risks
07/08/2009 - Senate Banking subcommittee; testimony from public witnesses; 68 p.
- - - Effects of the Economic Crisis on Community Banks & Credit Unions in Rural ..
07/14/2009 - Senate Banking Committee; testimony from Treasury, State of Conn., others; 159 p.
- - - Creating a Consumer Financial Protection Agency: A Cornerstone of America's ... Foundation
07/15/2009 - Senate Banking subcommittee; testimony from SEC, public witnesses; 108 p.
- - - Regulating Hedge Funds and Other Private Investment Funds
07/16/2009 - Senate Banking Committee; testimony from Treas., HUD, and public witnesses; 268 p.
- - - Preserving Homeownership: Progress Needed to Prevent Foreclosures
07/23/2009 - Senate Banking Committee; testimony from FDIC, SEC, FRB, others; 143 p.
- - - Establishing a Framework for Systemic Risk Reduction
07/28/2009 - Senate Banking Committee; testimony from CRS and public witnesses; 125 p.
- - - Regulatory Modernization: Perspectives on Insurance
07/29/2009 - Senate Banking subcommittee; testimony from SEC and public witnesses; 252 p.
- - - Protecting Shareholders and Enhancing Public Confidence by Improving Corporate Governance
08/04 & 09/29/2009 - Senate Banking Committee; testimony from FDIC, OCC, FRB, OTS & others
- - - Strengthening and Streamlining Prudential Bank Supervision; 186 p.
08/05/2009 - Senate Banking Committee; testimony from the Treasury and public witnesses; 137 p.
- - - Examining Proposals to Enhance the Regulation of Credit Rating Agencies
09/30/2009 - Senate Banking subcommittee; testimony from the Treasury, SEC, and FRB; 50 p.
- - - International Cooperation to Modernize Financial Regulation
10/07/2009 - Senate Banking subcommittee; testimony from public witnesses; 81 p.
- - - Securitization of Assets: Problems and Solutions
10/14/2009 - Senate Banking subcommittee; testimony from FDIC, OCC, FRB, NCUA, OTS, & others
- - - Examining the State of the Banking Industry; 180 p.
10/28/2009 - Senate Banking subcommittee; testimony from SEC and public witnesses; 112 p.
- - - Dark Pools, Flash Orders, High Frequency Trading, and Other Market Structure Issues
11/17/2009 - Senate Banking Committee; testimony from public witnesses; 70 p.
- - - Protecting Consumers from Abusive Overdraft Fees: the Fairness and Accountability in ...
11/18/2009 - Senate Agriculture Committee; testimony from the CFTC & public witnesses; 158 p.
- - - Reforming U.S. Financial Market Regulation
12/02/2009 - Senate Agriculture Committee; testimony from the Treasury & public witnesses; 209 p.
- - - Over the Counter Derivatives Reform and Addressing Systemic Risk
02/02/2010 - Senate Banking Committee; testimony from Volcker & the Treasury; 75 p.
- - - Prohibiting Certain High-Risk Investment Activities by Banks and Bank Holding Companies
02/04/2010 - Senate Commerce Committee; testimony from Senators and the FTC; 69 p.
- - - Financial Services and Products: The Role of the Federal Trade Comm. in Protecting Consumers
02/04/2010 - Senate Banking Committee; testimony from public witnesses; 69 p.
- - - Implications of the "Volcker Rules" for Financial Stability
02/12/2010 - Senate Banking subcommittee; testimony from FRB & public witnesses; 83 p.
- - - Equipping Financial Regulators With the Tools Necessary to Monitor Financial Risk
03/02/2010 - Senate Banking subcommittee; testimony from Senators and public witnesses; 52 p.
- - - Restoring Credit to Main Street: Proposals to Fix Small Business Borrowing & Lending Problems

Dodd-Frank Act - Related House Hearings

02/03/2009 - House Agriculture Committee; testimony from the public & CFTC statement; 300 p.
- - - Hearing to Review Derivatives Legislation
02/10/2009 - House Fin. Svcs Committee; testimony from Ben Bernanke, others; 123 p.
- - - An Examination of the Extraordinay Efforts of the Federal Reserve Bank to Provide Liquidity ...
02/24/2009 - House Fin. Svcs subcommittee; testimony from OCC, OTS, & public witnesses; 162 p.
- - - Loan Modifications: Are Mortgage Servicers Assisting Borrowers with Unaffordable Mortgages
03/05/2009 - House Fin. Svcs subcommittee; testimony from the GAO & public witnesses; 254 p.
- - - Perspectives on Systemic Risk
03/12/2009 - House Fin. Svcs subcommittee; testimony from the OCC, SEC, & others; 420 p.
- - - Mark-to-Market Accounting
03/17/2009 - House Fin. Svcs Committee; testimony from public witnesses; 191 p.
- - - Perspectivres on the Regulation of Systemic Risk in the Financial Services Industry
03/20/2009 - House Fin. Svcs Committee; testimony from OCC, FRB, FDIC, OTS, FBI, SEC ...; 318 p.
- - - Federal and State Enforcement of Financial Consumer and Investor Protection Laws
03/24/2009 - House Fin. Svcs Committee; testimony from regional OCC, OTS, FDIC, FRB; 155 p.
- - - Seeking Solutions: Finding Credit for Small and Mid-Sized Businesses in Massachusetts
03/25/2009 - House Fin. Svcs subcommittee; testimony from FRB, OCC, FDIC & others; 211 p.
- - - Exploring the Balance Between Increased Credit Availability and Prudent Lending Standards
03/26/2009 - House Fin. Svcs Committee; testimony from Treasury Secretary Geithner; 64 p.
- - - Addressing the Need for Comprehensive Regulstory Reform
04/23/2009 - House Fin. Svcs subcommittee; testimony from the FRB & public witnesses; ??? p.
- - - H.R. 1728, the Mortgage Reform and Anti-Predatory Lending Act og 2009
05/06/2009 - House Fin. Svcs subcommittee; testimony from FinCEN, FTC & others; 164 p.
- - - Legislative Solutions for Preventing Loan Modifications and Foreclosure Rescue Fraud
05/07/2009 - House Fin. Svcs subcommittee; testimony from the GAO & public witnesses; 168 p.
- - - Perspectives on Hedge Fund Registration
05/14/2009 - House Fin. Svcs subcommittee; testimony from public witnesses; ??? p.
- - - How Should the Federal Government Oversee Insurance
05/19/2009 - House Fin. Svcs Committee; testimony from public witnesses; 132 p.
- - - Capital Loss, Corruption, and the Role of Western Financial Institutions
05/19/2009 - House Fin. Svcs Committee; testimony from public witnesses; 141 p.
- - - Approaches to Improving Credit Rating Regulation
05/21/2009 - House Fin. Svcs Committee; testimony from HUD, SEC, FRB & others; 221 p.
- - - Legislative Proposals to Improve the Efficiency and Oversight of Municipal Finance
06/03/2009 - House Fin. Svcs subcommittee; testimony from public witnesses; 80 p.
- - - Remittance: Regulation and Disclosure in a New Economic Environment
06/09/2009 - House Fin. Svcs subcommittee; testimony from public witnesses; 209 p.
- - - The Effective Regulation of Over-the-Counter Derivatives Market
06/11/2009 - House Fin. Svcs Committee; testimony from FRB, SEC, Treasury & others; 214 p.
- - - Compensation Structure and Systemic Risk
06/16/2009 - House Fin. Svcs subcommittee; testimony from public witnesses; 181 p.
- - - Systemic Risk and Insurance
06/24/2009 - House Fin. Svcs Committee; testimony from public witnesses; 286 p.
- - - Regulatory Restructuring: Enhancing Consumer Financial Products Regulation
06/25/2009 - House Fin. Svcs subcommittee; testimony from public witnesses; 188 p.
- - - Improving Consumer Financial Literacy Under the New Regulatory System
06/24/2009 - House Fin. Svcs Committee; testimony from public witnesses; 286 p.
- - - Regulatory Restructuring: Enhancing Consumer Financial Products Regulation
07/08/2009 - House Energy & Comrc Committee; testimony from FTC, Treasury & others; no PDF
- - - The Proposed Consumer Finance Protection Agency: Implications for Consumers & the FTC
07/09/2009 - House Fin. Svcs Committee; testimony from FRB & public witnesses; 120 p.
- - - Reg. Restrcturing: Balancing the Independence of the Fed. Reserve in Monetary Policy with...
07/10/2009 - House Agriculture/Fin Svs committees; testimony from Treas. Sec. Geithner; 75 p.
- - - Hearing to Examine the Regulatiuon of Over-the-Counter Derivatives
07/15/2009 - House Fin. Svcs Committee; testimony from public witnesses; 251 p.
- - - Banking Industry Perspectives on the Administration's Fin. Regulatory Reform Proposals
07/16/2009 - House Fin. Svcs subcommittee; testimony from FRB & public witnesses; 253 p.
- - - Reg. Restructuring: Safeguarding Consumer Protection and the Role of the Federal Reserve
07/17/2009 - House Fin. Svcs Committee; testimony from public witnesses; 210 p.
- - - Industry Perspectives on the Obama Administration's Financial Regulatory Reform Proposals
07/21/2009 - House Fin. Svcs Committee; testimony from public witnesses; 122 p.
- - - Systemic Risk: Are Some Institutions Too Big to Fail, and If So, What Should We Do About It
07/22/2009 - House Fin. Svcs Committee; testimony from CFTC & SEC; 75 p.
- - - Reg. Perspectives on the Obama Administration's Financial Regulatory Reform Proposals, Pt I
07/24/2009 - House Fin. Svcs Cmte; testimony from FDIC, FRB, OTS, OCC, Treas. & CSBS; 280 p.
- - - Reg. Perspectives on the Obama Administration's Financial Regulatory Reform Proposals, Pt II
09/23/2009 - House Fin. Svcs Committee; testimony from FDIC, OTS, OCC, & CSBS; 188 p.
- - - Federal Regulator Perspectives on Financial Regulatory Reform Proposals
09/23/2009 - House Fin. Svcs Committee; testimony from Treasury Secretary Geithner; 87 p.
- - - The Administration's Proposals for Financial Regulatory Reform
09/24/2009 - House Fin. Svcs Committee; testimony from Paul Volcker & others; 128 p.
- - - Expert's Perspectives on Systemic Risk and Resolution Issues
09/24/2009 - House Fin. Svcs subcommittee; testimony from SEC & public witnesses; 123 p.
- - - Recent Innovations in Securitization (life insurance settlements)
09/25/2009 - House Fin. Svcs Committee; testimony from FRB Gen. Counsel & others; 87 p.
- - - H.R. 1207, The Federal Reserve Transparency Act of 2009
09/30/2009 - House Fin. Svcs Committee; testimony from public witnesses; 241 p.
- - - Perspectives on the Consumer Financial Protection Agency
09/30/2009 - House Fin. Svcs subcommittee; testimony from the SEC and public witnesses; 184 p.
- - - Reforming Credit Rating Agencies
10/01/2009 - House Fin. Svcs Committee; testimony from FRB Chairman Bernanke; 81 p.
- - - Federal Reserve Perspectives on Financial Regulatory Reform Proposals
10/06/2009 - House Fin. Svcs Committee; testimony from public witnesses; 325 p.
- - - Capital Markets Regulatory Reform: Strengthening Investor Protection, Enhancing Oversi ...
10/07/2009 - House Fin. Svcs Committee; testimony from public witnesses; 219 p.
- - - Reform of the Over-the-Counter Derivative Market: Limiting Risk and Ensuring Fairness
10/08/2009 - House Fin. Svcs Committee; testimony from public witnesses; 286 p.
- - - H.R. 2382, the Credit Card Intercahnge Fees Act; and H.R. 3639, the Expedited ...
10/08/2009 - House Fin. Svcs Cmte; testimony from FDIC, OTS, OCC, Treas, FRB & others; 392 p.
- - - Systemic Regulation, Prudential Matters, Resolution Authority, and Securitization
11/17/2009 - House Agriculture Cmmittees; testimony from CFTC, SEC, & FCA; 48 p.
- - - Hearing to Review the Financial Stability Improvement Act Discussion Draft
12/09/2009 - House Fin. Svcs subcommittee; testimony from SEC, SPIC & public witnesses; 280 p.
- - - Additional Reforms to the Securities Investor Protection Act
01/22/2010 - House Fin. Svcs Committee; testimony from public witnesses; 133 p.
- - - Compensation in the Financial Industry
02/25/2010 - House Fin. Svcs Committee; testimony from FRB, FHFA, & TARP-Treasury; 133 p.
- - - Compensation in the Financial Industry - Government Perspectives
03/18/2010 - House Fin. Svcs subcommittee; testimony from state gov. reps, OTS & FRB; 183 p.
- - - Insurance Holding Company Supervision
04/21/2010 - House Fin. Svcs subcommittee; testimony from public witnesses; 417 p.
- - - Corporate Governance and Shareholder Empowerment
05/12/2010 - House Fin. Svcs joint subcommittees; testimony from GAO & public witnesses; 417 p.
- - - Minorities and Women in Financial Regulatory Reform: the Need for Increasing ...
05/21/2010 - House Fin. Svcs subcommittee; testimony from PCAOB, FASB & SEC; 124 p.
- - - Accounting and Auditing Standards: Pending Proposals and Emerging Issues
07/20/2010 - House Fin. Svcs subcommittee; testimony from SEC chair Mary Schapiro; 79 p.
- - - Oversight of the Securities and Exchange Commission: Evaluating Present Reforms ...
12/10/2010 - House Agriculture Committee; testimony from CFTC & public witnesses; 71 p.
- - - Hearing to Review Implemen. of Provisions in the Dodd-Frank Act Related to Position Limits

Compiled by Rick McKinney, retired Federal law librarian, Washington, D.C.

Please email your questions or comments to the Legislative SIS.

Last updated on October 13, 2017